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LiveRegulatory & Third-PartyPlanningAudit program
Regulation E Audit Program Builder
Builds a Regulation E audit program and risk-and-control matrix that's actually scoped to the products a bank, credit union, or fintech offers — not a generic checklist.
- Plugin
- auditshore-rege
- Version
- v1.2.7
- Impact
- Medium–High
- Complexity
- Medium
How it works
- Input
- Four things before it starts: the client's name, the institution type (bank, credit union, thrift, non-bank fintech, or program manager), the audit period, and which consumer deposit, EFT, or prepaid products it offers
- What it does
- Maps the products offered to the Reg E / EFTA requirements that actually apply, then builds test steps for each one
- What has to hold true
- Every test step has to trace back to a specific EFTA or Reg E requirement and a specific product the institution actually offers — no generic filler procedures. Every citation is pulled word-for-word from the regulation, and a separate accuracy pass tries to find errors before the program is issued.
- Output
- A tailored Reg E audit program and risk-and-control matrix — a nine-tab Excel workbook plus a Word planning memo
The part that makes it reproducible
What you'll need to change for your firm
This runs as published, but every audit function documents things its own way. These are the places it assumes a house format:
- Your institution type and the exact product set in scope
- Your audit program template and test-step formatting
- Your risk-and-control matrix layout
Built for Claude
Install it into Claude Cowork and point it at your files.
- 1Download the skill bundle — everything it needs, including the shared building blocks, is inside.
- 2Add it to Claude Cowork as a plugin (auditshore-rege).
- 3Point it at your own files and run it against one period you already know the answer to.
Request this skill
Free. We'll send the bundle and the setup notes.
Running on ChatGPT Enterprise or Copilot? We port these into your environment.
Want Regulation E Audit Program Builder fitted to your methodology?
We adapt it to your control matrix, your workpaper template, and your thresholds — then hand it over so your team can run it themselves.